Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Jan 2014 to 8 Dec 2019)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF30 Customer (14 Jan 2009 to 31 Jan 2014)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF27 Investment Management (17 Oct 2005 to 31 Oct 2007)
    • CF26 Customer Trading (17 Oct 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.