Adam Joseph Wing

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UHY Financial Planning Limited

    FRN 447764

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jul 2015 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (17 Sep 2010 to 25 Oct 2010)
  • Kingswood Taxation & Wealth Management Ltd (no longer approved here)

    FRN 403407

    • (11)Employed By (30 Jul 2009 to 4 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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