Adam Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GAM London Limited

    FRN 122330

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2025)
  • HOTTINGER & CO. LIMITED (no longer approved here)

    FRN 208737

    • [FCA CF] Material risk taker (28 Jul 2021 to 29 Jul 2021)
    • [FCA CF] Client dealing (28 Jul 2021 to 15 Jan 2024)
    • [FCA CF] Functions requiring qualifications (28 Jul 2021 to 15 Jan 2024)
  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • CF30 Customer (12 Jun 2019 to 31 Oct 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (21 Nov 2017 to 31 Mar 2018)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF30 Customer (14 Sep 2010 to 6 Mar 2016)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (18 Nov 2008 to 10 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.