Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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North Rock Capital Management (UK) LLP
FRN 937100
- [FCA CF] Client dealing (since 15 Dec 2025)
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- [FCA CF] Client dealing (12 Jan 2023 to 29 Sep 2025)
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- [FCA CF] Client dealing (8 Nov 2021 to 25 Mar 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
- CF30 Customer (28 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (5 Apr 2018 to 10 Apr 2018)
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- CF30 Customer (1 Sep 2015 to 10 Apr 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.