Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tipton and Coseley Building Society
FRN 159601
- SMF1 Chief Executive (since 1 Jan 2024)
- SMF3 Executive Director (since 9 Jan 2023)
- SMF16 Compliance Oversight (30 Jul 2021 to 9 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2021 to 9 Feb 2024)
- SMF4 Chief Risk (24 Feb 2020 to 9 Feb 2024)
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- SMF16 Compliance Oversight (21 Dec 2017 to 19 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Dec 2017 to 19 Feb 2020)
- SMF4 Chief Risk (31 Aug 2017 to 19 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.