Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 1 Jan 2024)
    • SMF3 Executive Director (since 9 Jan 2023)
    • SMF16 Compliance Oversight (30 Jul 2021 to 9 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2021 to 9 Feb 2024)
    • SMF4 Chief Risk (24 Feb 2020 to 9 Feb 2024)
  • Vernon Building Society (no longer approved here)

    FRN 195475

    • SMF16 Compliance Oversight (21 Dec 2017 to 19 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Dec 2017 to 19 Feb 2020)
    • SMF4 Chief Risk (31 Aug 2017 to 19 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.