Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NINETY ONE UK LIMITED
FRN 122420
- [FCA CF] Material risk taker (since 25 Nov 2020)
- SMF3 Executive Director (1 Jul 2022 to 24 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Jan 2021 to 30 Jul 2021)
- SMF16 Compliance Oversight (8 Jan 2021 to 30 Jul 2021)
- [FCA CF] Significant management (25 Nov 2020 to 13 Feb 2024)
- CF29 Significant management (13 Jun 2012 to 8 Dec 2019)
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Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Material risk taker (since 25 Nov 2020)
- SMF16 Compliance Oversight (8 Jan 2021 to 30 Jul 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Jan 2021 to 30 Jul 2021)
- [FCA CF] Significant management (25 Nov 2020 to 13 Feb 2024)
- SMF3 Executive Director (9 Dec 2019 to 9 Feb 2024)
- CF1 Director (8 May 2015 to 8 Dec 2019)
- CF29 Significant management (13 Jun 2012 to 8 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.