Adam John Temple

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 14 Nov 2023)
    • [FCA CF] Material risk taker (since 29 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
    • [FCA CF] Client dealing (since 16 Nov 2020)
    • [FCA CF] Manager of certification employee (16 Nov 2020 to 2 Mar 2023)
    • CF30 Customer (4 Jan 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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