Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 6 Nov 2019)
- CF30 Customer (since 17 Apr 2019)
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Foundry Wealth Ltd
FRN 808739
- (2)Employed By (since 17 Apr 2019)
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- CF30 Customer (2 Oct 2018 to 29 Mar 2019)
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- Employed By (27 Jun 2014 to 30 Apr 2018)
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- CF30 Customer (25 Apr 2013 to 30 Apr 2018)
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- Employed By (25 Apr 2013 to 4 Jul 2014)
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- CF30 Customer (13 Dec 2011 to 16 Jan 2013)
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- CF30 Customer (1 Nov 2007 to 6 Dec 2011)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (16 Mar 2005 to 3 Jun 2005)
- CF22 Investment Adviser (Trainee) (3 Jun 2003 to 16 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.