Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Nov 2019)
    • CF30 Customer (since 17 Apr 2019)
    • (2)Employed By (since 17 Apr 2019)
  • Loveday & Partners Limited (no longer approved here)

    FRN 601756

    • CF30 Customer (2 Oct 2018 to 29 Mar 2019)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (27 Jun 2014 to 30 Apr 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (25 Apr 2013 to 30 Apr 2018)
  • Portland Wealth Ltd (no longer approved here)

    FRN 552102

    • Employed By (25 Apr 2013 to 4 Jul 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (13 Dec 2011 to 16 Jan 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (16 Mar 2005 to 3 Jun 2005)
    • CF22 Investment Adviser (Trainee) (3 Jun 2003 to 16 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.