Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tuckers Legal & Financial Services Ltd
FRN 947911
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Manager of certification employee (since 11 Sep 2024)
- [FCA CF] Client dealing (since 1 Dec 2021)
- [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
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- [FCA CF] Client dealing (4 Mar 2020 to 14 Oct 2021)
- [FCA CF] Functions requiring qualifications (4 Mar 2020 to 14 Oct 2021)
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- CF30 Customer (25 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (30 Sep 2010 to 11 Nov 2012)
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- CF30 Customer (20 Dec 2007 to 24 Sep 2010)
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- CF30 Customer (1 Nov 2007 to 5 Nov 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.