Adam Jehan Aziz

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBS Asset Management Funds Ltd (no longer approved here)
FRN 141661
- [FCA CF] Manager of certification employee (30 Nov 2023 to 20 Mar 2025)
- Responsible for Insurance Distribution (8 Apr 2021 to 19 Apr 2021)
- SMF1 Chief Executive (14 Jan 2021 to 15 Nov 2023)
- SMF24 Chief Operations (9 Dec 2019 to 8 Nov 2021)
- SMF3 Executive Director (9 Dec 2019 to 15 Nov 2023)
- CF1 Director (1 Mar 2018 to 8 Dec 2019)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- [FCA CF] Manager of certification employee (11 Apr 2023 to 20 Mar 2025)
- Responsible for Insurance Distribution (8 Apr 2021 to 8 Nov 2021)
- SMF24 Chief Operations (1 Apr 2020 to 8 Nov 2021)
UBS Asset Management Life Ltd (no longer approved here)
FRN 186527
- SMF24 Chief Operations (19 Dec 2018 to 8 Nov 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.