Adam Jason Arthurs

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • North Rock Capital Management (UK) LLP (no longer approved here)

    FRN 937100

    • [FCA CF] Manager of certification employee (10 Sep 2024 to 8 Aug 2025)
    • [FCA CF] Client dealing (8 Aug 2022 to 8 Aug 2025)
  • D. E. Shaw & Co. (London) LLP (no longer approved here)

    FRN 590179

    • [FCA CF] Client dealing (3 Jun 2020 to 4 Feb 2022)
    • CF30 Customer (25 May 2015 to 13 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.