Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 19 Jan 2024)
    • (10)Employed By (11 Mar 2015 to 19 Jan 2024)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 16 Jan 2024)
    • CF1 Director (AR) (since 23 Nov 2023)
    • CF30 Customer (since 23 Nov 2023)
  • Martin Sloss Financial Planning Limited (no longer approved here)

    FRN 615322

    • Employed By (12 Mar 2025 to 6 Nov 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Jan 2024)
    • CF1 Director (AR) (17 Mar 2015 to 19 Jan 2024)
    • CF30 Customer (20 Feb 2008 to 19 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at HORIZON FINANCIAL MANAGEMENT LTD

  2. controlled function added: (10)Employed By at HORIZON FINANCIAL MANAGEMENT LTD

  3. controlled function added: (2)Employed By at HORIZON FINANCIAL MANAGEMENT LTD