Adam James Mason

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Braemar Securities Limited
FRN 583277
- [FCA CF] Client dealing (since 24 Apr 2023)
TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- [FCA CF] Client dealing (2 Aug 2021 to 28 Feb 2023)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (2 Aug 2021 to 28 Feb 2023)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (3 Nov 2014 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.