Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Adam James Financial Services Limited
FRN 745126
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (1 Jul 2016 to 30 Sep 2018)
- CF1 Director (1 Jul 2016 to 8 Dec 2019)
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- CF1 Director (AR) (11 Sep 2015 to 1 Dec 2016)
- CF4 Partner (AR) (6 Jan 2014 to 4 Sep 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.