Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPSTONE INVESTMENT ADVISORS (UK), LLP (no longer approved here)

    FRN 473282

    • [FCA CF] Client dealing (18 Nov 2022 to 22 Aug 2025)
    • [FCA CF] Material risk taker (18 Nov 2022 to 22 Aug 2025)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • [FCA CF] Client dealing (1 Jan 2021 to 31 Oct 2022)
    • CF30 Customer (23 Jun 2014 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Oct 2022)
    • [FCA CF] Client dealing (6 Sep 2018 to 31 Oct 2022)
    • CF30 Customer (23 Jun 2014 to 6 Mar 2016)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (21 Dec 2017 to 31 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.