Adam Howard Joseph Conn

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited

    FRN 121818

    • [FCA CF] Manager of certification employee (since 1 Apr 2021)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (3 Oct 2019 to 8 Dec 2019)
    • CF29 Significant management (12 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (23 Dec 2016 to 8 Dec 2019)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • CF30 Customer (23 Dec 2016 to 3 Jan 2018)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF30 Customer (8 Apr 2010 to 16 Aug 2016)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (8 Apr 2010 to 16 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.