ADAM HERRMANN

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP

    FRN 439327

    • [FCA CF] Client dealing (since 3 Sep 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Significant management (7 Sep 2020 to 25 Nov 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 25 Nov 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Nov 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 25 Nov 2020)
    • CF30 Customer (30 Jun 2015 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Significant management (7 Sep 2020 to 25 Nov 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 25 Nov 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Nov 2020)
    • CF30 Customer (30 Jun 2015 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Significant management (7 Sep 2020 to 25 Nov 2020)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF1 Director (1 Jun 2009 to 20 Jul 2009)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 20 Apr 2012)
    • CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.