Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 22 Apr 2023)
- [FCA CF] Manager of certification employee (since 1 Dec 2022)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2024)
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 22 Apr 2023)
- [FCA CF] Material risk taker (since 1 Jan 2023)
- [FCA CF] Manager of certification employee (since 1 Dec 2022)
- [FCA CF] Client dealing (31 Mar 2020 to 10 Mar 2023)
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- [FCA CF] Material risk taker (3 Jul 2023 to 13 Nov 2023)
- [FCA CF] Client dealing (22 Apr 2023 to 13 Nov 2023)
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- [FCA CF] Manager of certification employee (1 Jul 2023 to 31 Mar 2025)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.