Adam Gutridge

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 11 Dec 2023)
    • [FCA CF] Client dealing (since 28 Oct 2020)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 11 Dec 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Mar 2019)
    • CF30 Customer (9 May 2008 to 6 Mar 2016)
    • CF26 Customer Trading (2 Jul 2004 to 30 Sep 2004)
  • J.P. Morgan Europe Limited

    FRN 124579

    • [FCA CF] Manager of certification employee (since 11 Dec 2023)
    • [FCA CF] Client dealing (since 28 Nov 2016)
    • [FCA CF] Manager of certification employee (28 Nov 2016 to 8 Mar 2019)
    • CF30 Customer (29 Feb 2012 to 18 Jul 2014)
    • CF26 Customer Trading (2 Jul 2004 to 30 Sep 2004)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 11 Dec 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Mar 2019)
    • CF30 Customer (9 May 2008 to 6 Mar 2016)
    • CF26 Customer Trading (2 Jul 2004 to 30 Sep 2004)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (11 Dec 2023 to 30 Oct 2025)
    • [FCA CF] Client dealing (22 Jan 2022 to 30 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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