Adam Gregory

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 11 Dec 2023)
    • [FCA CF] Client dealing (since 11 Dec 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (22 Nov 2022 to 27 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (12 Sep 2022 to 27 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.