Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 23 Jan 2025)
- [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
- [FCA CF] Manager of certification employee (since 16 Oct 2024)
- [FCA CF] Functions requiring qualifications (10 May 2018 to 13 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.