Adam Gray

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 May 2022 to 17 Sep 2024)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 4 Feb 2022)
    • CF11 Money Laundering Reporting (29 Jun 2015 to 6 Mar 2016)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF10 Compliance Oversight (4 Aug 2008 to 2 Feb 2009)
    • CF11 Money Laundering Reporting (1 Mar 2006 to 16 Nov 2011)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF11 Money Laundering Reporting (3 May 2004 to 28 Feb 2006)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF15 Internal Audit (1 Dec 2001 to 26 May 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.