Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Proprietary trader (since 8 Feb 2022)
- [FCA CF] Manager of certification employee (since 25 Sep 2017)
- [FCA CF] Client dealing (25 Sep 2017 to 8 Feb 2022)
-
- CF30 Customer (1 Dec 2009 to 30 Jun 2017)
-
- CF30 Customer (1 Dec 2009 to 30 Jun 2017)
-
- CF30 Customer (1 Nov 2007 to 30 Jun 2017)
- CF27 Investment Management (10 Mar 2006 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 12 Nov 2015)
- CF27 Investment Management (10 Mar 2006 to 31 Oct 2007)
-
- CF26 Customer Trading (22 Mar 2005 to 1 Jul 2005)
-
- CF26 Customer Trading (20 Feb 2003 to 14 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.