Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 18 May 2021)
    • [FCA CF] Manager of certification employee (17 Aug 2021 to 20 Feb 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (15 Mar 2018 to 1 Mar 2021)
    • [FCA CF] Client dealing (31 Jan 2018 to 3 Mar 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 16 Aug 2009)
    • CF21 Investment Adviser (5 Oct 2006 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (21 Jan 2002 to 11 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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