Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Client dealing (since 17 Aug 2020)
- [FCA CF] Material risk taker (31 Jan 2025 to 30 Mar 2026)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Client dealing (since 17 Aug 2020)
- [FCA CF] Material risk taker (2 Feb 2023 to 19 Mar 2024)
- CF30 Customer (26 Feb 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.