Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 31 Jul 2023)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (6 Jun 2013 to 22 Apr 2015)
    • CF11 Money Laundering Reporting (6 Jun 2013 to 22 Apr 2015)
    • CF30 Customer (26 Jul 2011 to 8 Dec 2019)
    • CF4 Partner (26 Jul 2011 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF21 Investment Adviser (28 Apr 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2002 to 28 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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