Adam Drummond Bandeen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OutSET Global LLP

    FRN 567173

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Aug 2022)
    • CF11 Money Laundering Reporting (17 Mar 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Mar 2015 to 8 Dec 2019)
    • CF4 Partner (28 Nov 2012 to 8 Dec 2019)
    • CF30 Customer (21 Nov 2012 to 8 Dec 2019)
  • WILLIAMS TRADING EUROPE, LLP (no longer approved here)

    FRN 445917

    • CF11 Money Laundering Reporting (1 Sep 2011 to 20 Jul 2012)
    • CF10 Compliance Oversight (1 Sep 2011 to 10 Aug 2012)
    • CF30 Customer (1 Nov 2007 to 20 Jul 2012)
    • CF4 Partner (3 Jul 2007 to 20 Jul 2012)
    • CF26 Customer Trading (8 Mar 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.