Adam Dixon

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 23 Sep 2025)
    • [FCA CF] Manager of certification employee (21 Jan 2025 to 23 Sep 2025)
    • [FCA CF] Significant management (5 Sep 2018 to 22 Feb 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 23 Sep 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 23 Sep 2025)
    • CF30 Customer (23 Jan 2009 to 6 Mar 2016)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 23 Sep 2025)
  • Bank of America Europe DAC (no longer approved here)

    FRN 989014

    • [FCA CF] Manager of certification employee (21 Jan 2025 to 6 Feb 2025)
    • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
    • [FCA CF] Client dealing (1 Nov 2023 to 23 Sep 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 3 May 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 3 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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