Adam David Phillips

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Global Asset Management (UK) Limited

    FRN 189154

    • [FCA CF] Manager of certification employee (since 1 Apr 2023)
    • [FCA CF] Material risk taker (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 1 Apr 2023)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • [FCA CF] Client dealing (1 Oct 2020 to 1 Apr 2023)
  • Blantyre Capital Limited (no longer approved here)

    FRN 771579

    • CF30 Customer (23 Apr 2019 to 8 Dec 2019)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF29 Significant management (7 Jan 2010 to 15 Mar 2010)
    • CF1 Director (9 Feb 2006 to 26 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.