Adam David Nye

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Material risk taker (30 Sep 2019 to 31 May 2021)
    • [FCA CF] Client dealing (22 May 2017 to 31 May 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 25 Aug 2015)
    • CF21 Investment Adviser (26 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Sep 2005 to 26 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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