Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • CF29 Significant management (30 Jan 2012 to 31 Dec 2017)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2017)
    • CF27 Investment Management (2 May 2005 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.