Adam David Bagshaw

• HSBC Bank Plc

  FRN 114216

  • SMF18 Other Overall Responsibility (since 14 May 2025)
  • [FCA CF] Significant management (21 Feb 2024 to 13 May 2025)
  • [PRA CF] Managing a material risk taker (16 Sep 2021 to 22 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (22 Mar 2021 to 13 May 2025)
  • [FCA CF] Manager of certification employee (15 Feb 2021 to 13 May 2025)
  • [FCA CF] Client dealing (2 Oct 2020 to 13 May 2025)
• HSBC UK Bank Plc (no longer approved here)

  FRN 765112

  • [FCA CF] Significant management (21 Feb 2024 to 13 May 2025)
  • [PRA CF] Managing a material risk taker (16 Sep 2021 to 22 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (22 Mar 2021 to 13 May 2025)
  • [FCA CF] Manager of certification employee (15 Feb 2021 to 13 May 2025)
• HSBC Alternative Investments Limited (no longer approved here)

  FRN 170423

  • [PRA CF] Managing a material risk taker (16 Sep 2021 to 24 Jun 2022)
  • [FCA CF] Manager of certification employee (22 Mar 2021 to 6 Jul 2022)
• Deutsche Bank AG (no longer approved here)

  FRN 150018

  • SMF21 EEA Branch Senior Manager (EBSM) (21 Mar 2019 to 21 Jun 2020)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Mar 2019)
  • [FCA CF] Material risk taker (7 Mar 2016 to 21 Mar 2019)
  • [FCA CF] Client dealing (7 Mar 2016 to 21 Mar 2019)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
• JPMorgan Chase Bank, National Association (no longer approved here)

  FRN 124491

  • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

No changes recorded yet.