Adam Daniel Ernest Patten

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panthera Finance LLP (no longer approved here)

    FRN 951603

    • [FCA CF] Functions requiring qualifications (4 Sep 2023 to 15 Aug 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Aug 2023)
    • CF1 Director (AR) (23 Nov 2018 to 1 Aug 2023)
    • CF30 Customer (23 Nov 2018 to 1 Aug 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 18 Sep 2012)
    • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 13 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.