Adam Daniel Alan Dodds

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Freetrade Limited (no longer approved here)
FRN 783189
- SMF9 Chair of the Governing Body (15 Feb 2020 to 3 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 6 May 2024)
- SMF1 Chief Executive (9 Dec 2019 to 6 May 2024)
- CF10a CASS Oversight function (2 Oct 2017 to 5 Jan 2018)
- CF3 Chief Executive (2 Oct 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Oct 2017 to 5 Jan 2018)
- CF1 Director (2 Oct 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Oct 2017 to 5 Jan 2018)
Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF1 Director (AR) (14 Oct 2016 to 2 Oct 2017)
- CF30 Customer (14 Oct 2016 to 2 Oct 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.