Adam Coles

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Squarepoint Capital LLP

    FRN 627994

    • [FCA CF] Manager of certification employee (since 5 Apr 2024)
    • [FCA CF] Client dealing (since 2 Jan 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Algorithmic trading (28 Sep 2022 to 20 Dec 2023)
    • [FCA CF] Client dealing (5 Nov 2021 to 20 Dec 2023)
    • [FCA CF] Manager of certification employee (5 Nov 2021 to 20 Dec 2023)
    • [FCA CF] Material risk taker (5 Nov 2021 to 20 Dec 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (28 Sep 2022 to 20 Dec 2023)
    • [FCA CF] Material risk taker (5 Nov 2021 to 20 Dec 2023)
    • [FCA CF] Manager of certification employee (5 Nov 2021 to 20 Dec 2023)
    • [FCA CF] Client dealing (5 Nov 2021 to 20 Dec 2023)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2021)
    • CF30 Customer (14 May 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (2 Jul 2018 to 11 Oct 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Oct 2021)
    • CF30 Customer (11 Jan 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (2 Jul 2018 to 11 Oct 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Oct 2021)
    • CF30 Customer (30 Dec 2011 to 18 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

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