Adam Cleere

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (2 May 2014 to 15 Jun 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (21 May 2010 to 26 Nov 2010)
    • CF21 Investment Adviser (21 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Sep 2005 to 21 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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