Adam Christopher Howson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited

    FRN 403721

    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Significant management (since 1 Jul 2024)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 24 May 2022)
  • Panmure Liberum Capital Limited

    FRN 465050

    • [FCA CF] Significant management (since 1 Jul 2024)
    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • [FCA CF] Material risk taker (1 Aug 2021 to 26 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2021)
    • CF30 Customer (9 Dec 2016 to 8 Dec 2019)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 10 Oct 2016)
    • CF26 Customer Trading (4 May 2007 to 4 May 2007)
    • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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