Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mr Adam Govier

    FRN 597102

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 8 Mar 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
    • CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jun 2006 to 16 Oct 2006)
  • Adam Govier Wealth Management (no longer approved here)

    FRN 453578

    • Employed By (19 Jun 2006 to 25 Jul 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (16 Dec 2004 to 19 Sep 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (9 Sep 2003 to 10 Dec 2004)
    • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 9 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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