Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 19 Oct 2020)
    • [PRA CF] Managing a material risk taker (18 Apr 2023 to 18 Feb 2026)
    • [FCA CF] Manager of certification employee (29 Mar 2023 to 12 Feb 2026)
  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 29 Jan 2020)
    • [FCA CF] Manager of certification employee (since 2 Jul 2019)
    • [FCA CF] Client dealing (since 29 Mar 2019)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 Apr 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (1 Nov 2016 to 8 Jan 2019)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 8 Jan 2019)
    • [FCA CF] Material risk taker (1 Nov 2016 to 8 Jan 2019)
    • CF30 Customer (14 Oct 2008 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF23 Corporate Finance Adviser (2 Sep 2002 to 28 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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