Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 19 Oct 2020)
- [PRA CF] Managing a material risk taker (18 Apr 2023 to 18 Feb 2026)
- [FCA CF] Manager of certification employee (29 Mar 2023 to 12 Feb 2026)
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 29 Jan 2020)
- [FCA CF] Manager of certification employee (since 2 Jul 2019)
- [FCA CF] Client dealing (since 29 Mar 2019)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 Apr 2022)
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- [FCA CF] Client dealing (1 Nov 2016 to 8 Jan 2019)
- [FCA CF] Manager of certification employee (1 Nov 2016 to 8 Jan 2019)
- [FCA CF] Material risk taker (1 Nov 2016 to 8 Jan 2019)
- CF30 Customer (14 Oct 2008 to 6 Mar 2016)
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- CF23 Corporate Finance Adviser (2 Sep 2002 to 28 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.