Adam Chavins

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Wealth Management Ltd

    FRN 419331

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2023)
  • Argentis Financial Planning Ltd

    FRN 624277

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2023)
    • [FCA CF] Client dealing (since 10 Apr 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (26 Apr 2019 to 23 Jan 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (20 Feb 2018 to 5 Nov 2018)
  • Ewers Wealth Management LLP (no longer approved here)

    FRN 415397

    • (3)Employed By (20 Feb 2018 to 5 Nov 2018)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (26 May 2010 to 5 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.