Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 May 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 May 2020)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 May 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 May 2020)
    • CF30 Customer (15 Jan 2013 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 21 Sep 2012)
    • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 21 Sep 2012)
    • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.