Adam Charles Gadsby Roberts

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited

    FRN 154234

    • [FCA CF] Manager of certification employee (since 17 Jul 2024)
    • [FCA CF] Client dealing (since 26 Jun 2024)
    • SMF18 Other Overall Responsibility (10 Nov 2022 to 7 Mar 2023)
    • [FCA CF] Material risk taker (10 Nov 2022 to 7 Mar 2023)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Manager of certification employee (17 Jul 2024 to 27 May 2025)
    • SMF18 Other Overall Responsibility (10 Nov 2022 to 22 Jan 2025)
    • [FCA CF] Material risk taker (10 Nov 2022 to 31 Dec 2024)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (10 Nov 2022 to 7 Mar 2023)
    • SMF18 Other Overall Responsibility (10 Nov 2022 to 7 Mar 2023)
    • [FCA CF] Manager of certification employee (30 Jun 2022 to 12 Mar 2024)
  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • CF30 Customer (19 Aug 2011 to 16 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.