Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 12 Nov 2024)
- [FCA CF] Client dealing (since 2 May 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2021)
- CF30 Customer (21 Dec 2015 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 12 Nov 2024)
- [FCA CF] Client dealing (since 2 May 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2021)
- CF30 Customer (21 Dec 2015 to 6 Mar 2016)
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 2 May 2023)
- [FCA CF] Client dealing (12 Apr 2021 to 1 Nov 2021)
- CF30 Customer (21 Dec 2015 to 31 Oct 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.