Adam Brake

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Manager of certification employee (since 28 Oct 2025)
    • [FCA CF] Material risk taker (since 29 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 29 Aug 2025)
    • [FCA CF] Client dealing (since 15 Jun 2020)
    • [FCA CF] Material risk taker (1 Nov 2021 to 14 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2021 to 14 Aug 2024)
    • [FCA CF] Manager of certification employee (3 Nov 2020 to 5 Jun 2024)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 12 Jun 2020)
    • [FCA CF] Manager of certification employee (6 Sep 2018 to 12 Jun 2020)
    • [FCA CF] Client dealing (6 Sep 2018 to 12 Jun 2020)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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