Adam Bhagooa - Whiteley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSPECTIVE (SOUTH EAST) LIMITED

    FRN 178690

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2026)
  • Perspective (North West) Limited

    FRN 229808

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2026)
    • [FCA CF] Client dealing (since 5 Feb 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (9 Dec 2025 to 12 Dec 2025)
  • Four Oaks Financial Services Limited (no longer approved here)

    FRN 616095

    • (16)Employed By (9 Dec 2025 to 12 Dec 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (11 Dec 2023 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (28 Feb 2020 to 30 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.