Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (14 Feb 2022 to 6 Oct 2022)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 2 Jun 2021)
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- [FCA CF] Functions requiring qualifications (8 Aug 2016 to 1 Jul 2018)
- CF30 Customer (23 Jul 2010 to 26 Sep 2011)
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- CF30 Customer (15 Oct 2009 to 19 Jun 2010)
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- CF21 Investment Adviser (18 Dec 2003 to 13 Nov 2006)
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- (36)Employed By (26 Mar 2003 to 18 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.