Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of China Limited London Branch (no longer approved here)

    FRN 170910

    • [FCA CF] Manager of certification employee (1 Feb 2020 to 9 Dec 2024)
    • [FCA CF] Client dealing (5 Sep 2016 to 9 Dec 2024)
    • CF30 Customer (5 Aug 2014 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (19 Mar 2013 to 15 Nov 2013)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (1 Nov 2007 to 10 Sep 2010)
    • CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.