Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2024)
    • [FCA CF] Material risk taker (since 18 Oct 2024)
    • [FCA CF] Client dealing (since 18 Oct 2024)
    • [FCA CF] Manager of certification employee (18 Oct 2024 to 21 Feb 2025)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 24 Nov 2025)
    • [FCA CF] Material risk taker (since 27 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Mar 2025)
    • [FCA CF] Client dealing (since 18 Oct 2024)
    • [FCA CF] Manager of certification employee (18 Oct 2024 to 21 Feb 2025)
    • [FCA CF] Manager of certification employee (since 24 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Mar 2025)
    • [FCA CF] Material risk taker (since 27 Mar 2025)
    • [FCA CF] Client dealing (since 18 Oct 2024)
    • [FCA CF] Manager of certification employee (18 Oct 2024 to 21 Feb 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (24 May 2023 to 18 Dec 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (13 Sep 2018 to 3 Jul 2024)
    • [FCA CF] Material risk taker (17 May 2017 to 3 Jul 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Jun 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Jul 2024)
    • CF30 Customer (10 Dec 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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