Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
    • [FCA CF] Client dealing (since 2 Mar 2026)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (23 Aug 2024 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (23 Aug 2024 to 30 Sep 2025)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (22 May 2020 to 14 Jun 2022)
    • [FCA CF] Client dealing (22 May 2020 to 14 Jun 2022)
    • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (8 Jan 2013 to 6 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.