Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nedbank Private Wealth Limited
FRN 313189
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
- [FCA CF] Client dealing (since 2 Mar 2026)
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- [FCA CF] Client dealing (23 Aug 2024 to 30 Sep 2025)
- [FCA CF] Functions requiring qualifications (23 Aug 2024 to 30 Sep 2025)
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- [FCA CF] Functions requiring qualifications (22 May 2020 to 14 Jun 2022)
- [FCA CF] Client dealing (22 May 2020 to 14 Jun 2022)
- CF30 Customer (4 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (8 Jan 2013 to 6 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.