Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 28 Nov 2019)
    • Responsibility for MCD Intermediation (since 28 Nov 2019)
    • CF1 Director (28 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Nov 2019 to 8 Dec 2019)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • CF1 Director (AR) (15 May 2019 to 27 Nov 2019)
  • Cortex Finance Limited (no longer approved here)

    FRN 831516

    • Responsible for Insurance Distribution (20 Mar 2019 to 22 Apr 2019)
    • Responsibility for MCD Intermediation (20 Mar 2019 to 22 Apr 2019)
    • CF10 Compliance Oversight (20 Mar 2019 to 22 Apr 2019)
    • CF1 Director (20 Mar 2019 to 22 Apr 2019)
  • RAINSTONE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 743879

    • CF1 Director (15 Dec 2017 to 26 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.